Unclaimed Profile

Eric Paul Brown

PT ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 7, Series 9, Series 10, Series 63Clean recordPT ASSET MANAGEMENT, LLC

500 W. MADISON STREET, CHICAGO, IL 60661CRD# 4213450Firm CRD# 107619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Paul Brown · CHICAGO, IL

Registration

CRD #4213450 · PT ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PT ASSET MANAGEMENT, LLC

CRD 107619 · SEC 801-46031

AUM

$7.0B

Regulatory assets under management

Employees

5 client accounts

Services offered by PT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PT ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Eric Paul Brown offer?

Eric Paul Brown specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Eric Paul Brown's credentials?

Eric Paul Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Paul Brown located?

Eric Paul Brown is based in CHICAGO, Illinois, working with PT ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Eric Paul Brown charge for services?

Eric Paul Brown's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PT ASSET MANAGEMENT, LLC?

PT ASSET MANAGEMENT, LLC has approximately 48 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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