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Douglas Robert Rothschild

PT ASSET MANAGEMENT, LLC·CHICAGO, Illinois
SIE, Series 3, Series 7, Series 63Clean recordPT ASSET MANAGEMENT, LLC
500 W. MADISON, CHICAGO, IL 60661CRD# 5048615Firm CRD# 107619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Robert Rothschild · CHICAGO, IL
Registration
CRD #5048615 · PT ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PT ASSET MANAGEMENT, LLC
CRD 107619 · SEC 801-46031
AUM
$7.0B
Regulatory assets under management
Employees
48
5 client accounts
Services offered by PT ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at PT ASSET MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Douglas Robert Rothschild offer?
Douglas Robert Rothschild specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are Douglas Robert Rothschild's credentials?
Douglas Robert Rothschild is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Robert Rothschild located?
Douglas Robert Rothschild is based in CHICAGO, Illinois, working with PT ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Douglas Robert Rothschild charge for services?
Douglas Robert Rothschild's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PT ASSET MANAGEMENT, LLC?
PT ASSET MANAGEMENT, LLC has approximately 48 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PT ASSET MANAGEMENT, LLC

Christopher Joseph Carney
CHICAGO, IL
David Roberts Howland
CHICAGO, IL
Andrew John Hixson
CHICAGO, IL
Bruce Andrew Bonga
CHICAGO, IL
Anthony James Harris
CHICAGO, IL
Ryan Whitaker Tillery
CHICAGO, IL

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