Unclaimed Profile

Dominick Joseph Mondi

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 24, Series 52TO, Series 53, Series 63Clean recordMESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

353 N. CLARK ST, CHICAGO, IL 60654CRD# 870610Firm CRD# 111135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dominick Joseph Mondi · CHICAGO, IL

Registration

CRD #870610 · MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 52TO

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD 111135 · SEC 801-27047

AUM

$45.2B

Regulatory assets under management

Employees

185

13,396 client accounts

Services offered by MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Dominick Joseph Mondi offer?

Dominick Joseph Mondi specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Dominick Joseph Mondi's credentials?

Dominick Joseph Mondi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dominick Joseph Mondi located?

Dominick Joseph Mondi is based in CHICAGO, Illinois, working with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Dominick Joseph Mondi charge for services?

Dominick Joseph Mondi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has approximately 185 employees and manages $45.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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