Unclaimed Profile

Derek Andrew Leighton

IHT WEALTH MANAGEMENT LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 66Clean record16 years registeredIHT WEALTH MANAGEMENT LLC

123 N. WACKER DR., CHICAGO, IL 60606CRD# 5561986Firm CRD# 171481

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek Andrew Leighton · CHICAGO, IL

Registration

CRD #5561986 · IHT WEALTH MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jan 2024 – present

WOODBURY FINANCIAL SERVICES, INC.

Jan 2021 – Jan 2024

WINDSOR, WI

IHT WEALTH MANAGEMENT LLC

Apr 2020 – Dec 2020

DeForest, WI

LPL FINANCIAL LLC

Nov 2014 – Mar 2020

CHICAGO, IL

INVESTMENT CENTERS OF AMERICA, INC.

Jan 2011 – Oct 2014

APPLETON, WI

SII INVESTMENTS, INC.

Jan 2011 – Oct 2014

APPLETON, WI

EDWARD JONES

Sep 2009 – Nov 2010

BELLEVILLE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · September 8, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IHT WEALTH MANAGEMENT LLC

CRD 171481 · SEC 801-79769

AUM

$4.8B

Regulatory assets under management

Employees

230

20,120 client accounts

Services offered by IHT WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IHT WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Derek Andrew Leighton offer?

Derek Andrew Leighton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Derek Andrew Leighton's credentials?

Derek Andrew Leighton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek Andrew Leighton located?

Derek Andrew Leighton is based in CHICAGO, Illinois, working with IHT WEALTH MANAGEMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Derek Andrew Leighton charge for services?

Derek Andrew Leighton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: financial planning fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IHT WEALTH MANAGEMENT LLC?

IHT WEALTH MANAGEMENT LLC has approximately 230 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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