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Dennis James Slott

VESTOR CAPITAL, LLC·CHICAGO, Illinois
SIE, Series 3, Series 5, Series 7, Series 15, Series 24, Series 63, Series 66CFPClean record24 years registeredVESTOR CAPITAL, LLC
10 S. RIVERSIDE PLAZA, CHICAGO, IL 60606-3840CRD# 1302712Firm CRD# 165855

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dennis James Slott · CHICAGO, IL
Registration
CRD #1302712 · VESTOR CAPITAL, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

Feb 2022present
Nov 2012Dec 2021
CHICAGO, IL
Sep 2005Oct 2012
CHICAGO, IL
VESTOR CAPITAL CORPORATION
Nov 2001Sep 2005
Lake Forest, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 5
Series 7
Series 15
Series 24
Series 63
Series 66
Registration record
First registered · November 26, 2001
Years registered · 24
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VESTOR CAPITAL, LLC
CRD 165855 · SEC 801-77335
AUM
$1.8B
Regulatory assets under management
Employees
25
3,134 client accounts
Services offered by VESTOR CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Dennis James Slott offer?
Dennis James Slott specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Dennis James Slott's credentials?
Dennis James Slott holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Dennis James Slott located?
Dennis James Slott is based in CHICAGO, Illinois, working with VESTOR CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Dennis James Slott charge for services?
Dennis James Slott's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VESTOR CAPITAL, LLC?
VESTOR CAPITAL, LLC has approximately 25 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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