Unclaimed Profile

Brian C. Baker

VESTOR CAPITAL, LLC·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 66CFPClean record11 years registeredVESTOR CAPITAL, LLC

10 S. RIVERSIDE PLAZA, CHICAGO, IL 60606-3840CRD# 6205809Firm CRD# 165855

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian C. Baker · CHICAGO, IL

Registration

CRD #6205809 · VESTOR CAPITAL, LLC · 11 years registered

Brand Profile

Not yet started

Career History

VESTOR CAPITAL, LLC

Feb 2022 – present

VESTOR CAPITAL, LLC

Apr 2015 – Dec 2021

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Registration record

First registered · April 23, 2015

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VESTOR CAPITAL, LLC

CRD 165855 · SEC 801-77335

AUM

$1.8B

Regulatory assets under management

Employees

3,134 client accounts

Services offered by VESTOR CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VESTOR CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Brian C. Baker offer?

Brian C. Baker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Brian C. Baker's credentials?

Brian C. Baker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian C. Baker located?

Brian C. Baker is based in CHICAGO, Illinois, working with VESTOR CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Brian C. Baker charge for services?

Brian C. Baker's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VESTOR CAPITAL, LLC?

VESTOR CAPITAL, LLC has approximately 25 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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