Unclaimed Profile

Anthony James Harris

PT ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 7, Series 63, Series 65Clean record14 years registeredPT ASSET MANAGEMENT, LLC

500 W. MADISON STREET, CHICAGO, IL 60661CRD# 4457220Firm CRD# 107619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony James Harris · CHICAGO, IL

Registration

CRD #4457220 · PT ASSET MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

PT ASSET MANAGEMENT, LLC

Sep 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 16, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PT ASSET MANAGEMENT, LLC

CRD 107619 · SEC 801-46031

AUM

$7.0B

Regulatory assets under management

Employees

5 client accounts

Services offered by PT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PT ASSET MANAGEMENT, LLC →

Introduction

Speak with Anthony

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Anthony is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Anthony James Harris offer?

Anthony James Harris specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Anthony James Harris's credentials?

Anthony James Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony James Harris located?

Anthony James Harris is based in CHICAGO, Illinois, working with PT ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Anthony James Harris charge for services?

Anthony James Harris's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PT ASSET MANAGEMENT, LLC?

PT ASSET MANAGEMENT, LLC has approximately 48 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →