Unclaimed Profile

Craig Cole Richart

FINANCIAL STRATEGY NETWORK LLC·CHICAGO, Illinois

SIE, Series 1, Series 24, Series 63, Series 65Clean record27 years registeredFINANCIAL STRATEGY NETWORK LLC

1 NORTH LASALLE ST., CHICAGO, IL 60602CRD# 801857Firm CRD# 108084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig Cole Richart · CHICAGO, IL

Registration

CRD #801857 · FINANCIAL STRATEGY NETWORK LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL STRATEGY NETWORK LLC

PRIVATE VISTA, LLC

Feb 1999 – Oct 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 63

Series 65

Registration record

First registered · February 3, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE VISTA, LLC

CRD 108084 · SEC 801-56219

AUM

$1.7B

Regulatory assets under management

Employees

4,207 client accounts

Services offered by PRIVATE VISTA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIVATE VISTA, LLC →

Introduction

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Frequently Asked Questions

What services does Craig Cole Richart offer?

Craig Cole Richart specializes in Financial Planning, Investment Management.

What are Craig Cole Richart's credentials?

Craig Cole Richart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig Cole Richart located?

Craig Cole Richart is based in CHICAGO, Illinois, last registered with FINANCIAL STRATEGY NETWORK LLC.

How does Craig Cole Richart charge for services?

Craig Cole Richart's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party adviser/manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL STRATEGY NETWORK LLC?

FINANCIAL STRATEGY NETWORK LLC has approximately 33 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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