Unclaimed Profile

Douglas Stewart Brown

PRIVATE VISTA, LLC·OAK BROOK, Illinois

SIE, Series 7, Series 24, Series 63CFPClean record28 years registeredPRIVATE VISTA, LLC

2211 YORK ROAD, OAK BROOK, IL 60523CRD# 2817678Firm CRD# 108084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Stewart Brown · OAK BROOK, IL

Registration

CRD #2817678 · PRIVATE VISTA, LLC · 28 years registered

Brand Profile

Not yet started

Career History

HIGHTOWER ADVISORS, LLC

Oct 2020 – present

PRIVATE VISTA, LLC

May 2017 – Nov 2020

OAK BROOK, IL

KESTRA ADVISORY SERVICES, LLC

Apr 2016 – Aug 2017

OAKBROOK TERRACE, IL

NFP ADVISOR SERVICES, LLC

Nov 2004 – Sep 2016

OAKBROOK TERRACE, IL

THE ADVISORS GROUP, INC.

Sep 1997 – Nov 2004

OAKBROOK TERRACE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · September 5, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE VISTA, LLC

CRD 108084 · SEC 801-56219

AUM

$1.7B

Regulatory assets under management

Employees

4,207 client accounts

Services offered by PRIVATE VISTA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIVATE VISTA, LLC →

Introduction

Speak with Douglas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OAK BROOK?

Browse all registered financial advisors in OAK BROOK, Illinois or claim this profile if it's yours.

Browse OAK BROOK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Douglas Stewart Brown offer?

Douglas Stewart Brown specializes in Financial Planning, Investment Management. Contact their office in OAK BROOK, Illinois for a consultation.

What are Douglas Stewart Brown's credentials?

Douglas Stewart Brown holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Douglas Stewart Brown located?

Douglas Stewart Brown is based in OAK BROOK, Illinois, working with PRIVATE VISTA, LLC. Their office serves clients in the OAK BROOK metropolitan area and surrounding communities.

How does Douglas Stewart Brown charge for services?

Douglas Stewart Brown's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party adviser/manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE VISTA, LLC?

PRIVATE VISTA, LLC has approximately 33 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →