Unclaimed Profile

Brent N. Finck

AVIVA INVESTORS AMERICAS LLC·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 63, Series 87CFAClean recordAVIVA INVESTORS AMERICAS LLC

225 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 5202033Firm CRD# 163989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent N. Finck · CHICAGO, IL

Registration

CRD #5202033 · AVIVA INVESTORS AMERICAS LLC

Brand Profile

Not yet started

Career History

NEUBERGER BERMAN BD LLC

Oct 2025 – present

NEUBERGER BERMAN BD LLC

Oct 2025 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 87

Registration record

First registered · October 6, 2025

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVIVA INVESTORS AMERICAS LLC

CRD 163989 · SEC 801-76637

AUM

$59M

Regulatory assets under management

Employees

1 client accounts

Services offered by AVIVA INVESTORS AMERICAS LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at AVIVA INVESTORS AMERICAS LLC →

Introduction

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Frequently Asked Questions

What services does Brent N. Finck offer?

Brent N. Finck specializes in Investment Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Brent N. Finck's credentials?

Brent N. Finck holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brent N. Finck located?

Brent N. Finck is based in CHICAGO, Illinois, working with AVIVA INVESTORS AMERICAS LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Brent N. Finck charge for services?

Brent N. Finck's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVIVA INVESTORS AMERICAS LLC?

AVIVA INVESTORS AMERICAS LLC has approximately 3 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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