Unclaimed Profile

Anne Louise Gray

CHASE INVESTMENT SERVICES CORP.·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record19 years registeredCHASE INVESTMENT SERVICES CORP.

300 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-2003CRD# 1779722Firm CRD# 25574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anne Louise Gray · CHICAGO, IL

Registration

CRD #1779722 · CHASE INVESTMENT SERVICES CORP. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES LLC

Oct 2012 – Dec 2021

New York, NY

CHASE INVESTMENT SERVICES CORP.

Jul 2009 – Oct 2012

NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2007 – Jul 2008

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 5, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHASE INVESTMENT SERVICES CORP.

CRD 25574 · SEC 801-36407

AUM

$29.9B

Regulatory assets under management

Employees

1,000

182,239 client accounts

Services offered by CHASE INVESTMENT SERVICES CORP.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CHASE INVESTMENT SERVICES CORP. →

Introduction

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Frequently Asked Questions

What services does Anne Louise Gray offer?

Anne Louise Gray specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Anne Louise Gray's credentials?

Anne Louise Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anne Louise Gray located?

Anne Louise Gray is based in CHICAGO, Illinois, last registered with CHASE INVESTMENT SERVICES CORP..

How does Anne Louise Gray charge for services?

Anne Louise Gray's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHASE INVESTMENT SERVICES CORP.?

CHASE INVESTMENT SERVICES CORP. has approximately 1000 employees and manages $29.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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