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Steven James Thomas

SGL FINANCIAL, LLC·BUFFALO GROVE, Illinois
Unclaimed Profile
1130 W LAKE COOK ROAD, BUFFALO GROVE, IL 60089CRD# 1274392Firm CRD# 158023
01

About

Steven James Thomas is a registered financial advisor based in BUFFALO GROVE, Illinois, affiliated with SGL FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
SGL FINANCIAL, LLC
SGL FINANCIAL, LLC
AUM
$214M
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at SGL FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1274392
Firm CRD# 158023
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven James Thomas offer?
Steven James Thomas specializes in Financial Planning, Investment Management. Contact their office in BUFFALO GROVE, Illinois for a consultation.
What are Steven James Thomas's credentials?
Steven James Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven James Thomas located?
Steven James Thomas is based in BUFFALO GROVE, Illinois, working with SGL FINANCIAL, LLC. Their office serves clients in the BUFFALO GROVE metropolitan area and surrounding communities.
How does Steven James Thomas charge for services?
Steven James Thomas's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SGL FINANCIAL, LLC?
SGL FINANCIAL, LLC has approximately 19 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BUFFALO GROVE
Gabriel David Lewit — SGL FINANCIAL, LLCSteven Richard Lewit — SGL FINANCIAL, LLCKurt Michael Arseneau — WEALTH FINANCIAL ADVISORY SERVICES, LLCMichael Edward Leonetti — LEONETTI & ASSOCIATES, LLCJohn William Bever — PHASE III ADVISORY SERVICES, LTD
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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