Unclaimed Profile

Steven Richard Lewit

SGL FINANCIAL, LLC·BUFFALO GROVE, Illinois

Series 7, Series 63, Series 6513 years registeredSGL FINANCIAL, LLC

1130 W LAKE COOK ROAD, BUFFALO GROVE, IL 60089CRD# 3262075Firm CRD# 158023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Richard Lewit · BUFFALO GROVE, IL

Registration

CRD #3262075 · SGL FINANCIAL, LLC · 13 years registered

Brand Profile

Not yet started

Career History

SGL FINANCIAL, LLC

Apr 2013 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 16, 2013

Years registered · 13

Disclosure History

2008Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SGL FINANCIAL, LLC

CRD 158023 · SEC 801-96223

AUM

$214M

Regulatory assets under management

Employees

1,524 client accounts

Services offered by SGL FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SGL FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Richard Lewit offer?

Steven Richard Lewit specializes in Financial Planning, Investment Management. Contact their office in BUFFALO GROVE, Illinois for a consultation.

What are Steven Richard Lewit's credentials?

Steven Richard Lewit is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Richard Lewit located?

Steven Richard Lewit is based in BUFFALO GROVE, Illinois, working with SGL FINANCIAL, LLC. Their office serves clients in the BUFFALO GROVE metropolitan area and surrounding communities.

How does Steven Richard Lewit charge for services?

Steven Richard Lewit's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SGL FINANCIAL, LLC?

SGL FINANCIAL, LLC has approximately 19 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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