Unclaimed Profile

Kurt Michael Arseneau

WEALTH FINANCIAL ADVISORY SERVICES, LLC·BUFFALO GROVE, Illinois

Series 65Clean record8 years registeredWEALTH FINANCIAL ADVISORY SERVICES, LLC

1130 W LAKE COOK ROAD, BUFFALO GROVE, IL 60089CRD# 6471130Firm CRD# 158023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kurt Michael Arseneau · BUFFALO GROVE, IL

Registration

CRD #6471130 · WEALTH FINANCIAL ADVISORY SERVICES, LLC · 8 years registered

Brand Profile

Not yet started

Career History

PROSPERITY CAPITAL ADVISORS

Jun 2024 – present

QUILITY FINANCIAL ADVISORS

Jan 2022 – Apr 2023

Cumming, GA

SOLOMON API LLC

Jan 2022 – Jun 2024

CUMMING, GA

AE WEALTH MANAGEMENT, LLC

Sep 2019 – Jan 2022

Cumming, GA

WEALTH WATCH ADVISORS, LLC

Sep 2017 – Sep 2019

CUMMINGS, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 15, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SGL FINANCIAL, LLC

CRD 158023 · SEC 801-96223

AUM

$214M

Regulatory assets under management

Employees

1,524 client accounts

Services offered by SGL FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SGL FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Kurt Michael Arseneau offer?

Kurt Michael Arseneau specializes in Financial Planning, Investment Management. Contact their office in BUFFALO GROVE, Illinois for a consultation.

What are Kurt Michael Arseneau's credentials?

Kurt Michael Arseneau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kurt Michael Arseneau located?

Kurt Michael Arseneau is based in BUFFALO GROVE, Illinois, working with WEALTH FINANCIAL ADVISORY SERVICES, LLC. Their office serves clients in the BUFFALO GROVE metropolitan area and surrounding communities.

How does Kurt Michael Arseneau charge for services?

Kurt Michael Arseneau's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH FINANCIAL ADVISORY SERVICES, LLC?

WEALTH FINANCIAL ADVISORY SERVICES, LLC has approximately 19 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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