Unclaimed Profile

John Joseph Masus

MASUS FINANCIAL GROUP, LTD.·BATAVIA, Illinois

SIE, Series 1, Series 24, Series 63CFP ChFC26 years registeredMASUS FINANCIAL GROUP, LTD.

515 N. RIVER STREET, BATAVIA, IL 60510-2390CRD# 322627Firm CRD# 174339

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Masus · BATAVIA, IL

Registration

CRD #322627 · MASUS FINANCIAL GROUP, LTD. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MASUS FINANCIAL GROUP, LTD.

MASUS FINANCIAL GROUP, LTD.

Aug 2015 – May 2018

BATAVIA, IL

MASUS FINANCIAL GROUP, LTD.

Jan 2002 – Dec 2004

BATAVIA, IL

LPL FINANCIAL LLC

Jan 2000 – Sep 2016

BATAVIA, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 63

Registration record

First registered · January 13, 2000

Years registered · 26

Professional designations · CFP, ChFC

Disclosure History

2016Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MASUS FINANCIAL GROUP, LTD.

CRD 174339 · SEC 801-101531

AUM

$166M

Regulatory assets under management

Employees

1,613 client accounts

Services offered by MASUS FINANCIAL GROUP, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MASUS FINANCIAL GROUP, LTD. →

Introduction

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Frequently Asked Questions

What services does John Joseph Masus offer?

John Joseph Masus specializes in Financial Planning, Investment Management.

What are John Joseph Masus's credentials?

John Joseph Masus holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Joseph Masus located?

John Joseph Masus is based in BATAVIA, Illinois, last registered with MASUS FINANCIAL GROUP, LTD..

How does John Joseph Masus charge for services?

John Joseph Masus's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MASUS FINANCIAL GROUP, LTD.?

MASUS FINANCIAL GROUP, LTD. has approximately 5 employees and manages $166M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Nearby cities in Illinois

CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)

City Guides

CHICAGO Guide NAPERVILLE Guide DOWNERS GROVE Guide OAK BROOK Guide NORTHBROOK Guide

Research

Advisor Fees in Illinois National Fee Analysis

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