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Dennis Robert Rose

ALTON CAPITAL MANAGEMENT, INC.·ALTON, Illinois
Clean recordALTON CAPITAL MANAGEMENT, INC.
2410 STATE ST., ALTON, IL 62002CRD# 2680152Firm CRD# 123674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dennis Robert Rose · ALTON, IL
Registration
CRD #2680152 · ALTON CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dennis Robert Rose is a registered financial advisor based in ALTON, Illinois, affiliated with ALTON CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ALTON CAPITAL MANAGEMENT, INC.
ALTON CAPITAL MANAGEMENT, INC.
AUM
$66M
Regulatory assets under management
Employees
1
Total firm employees
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2680152
Firm CRD# 123674
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05

Frequently Asked Questions

What services does Dennis Robert Rose offer?
Dennis Robert Rose specializes in Financial Planning, Investment Management. Contact their office in ALTON, Illinois for a consultation.
What are Dennis Robert Rose's credentials?
Dennis Robert Rose is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dennis Robert Rose located?
Dennis Robert Rose is based in ALTON, Illinois, working with ALTON CAPITAL MANAGEMENT, INC.. Their office serves clients in the ALTON metropolitan area and surrounding communities.
How does Dennis Robert Rose charge for services?
Dennis Robert Rose's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALTON CAPITAL MANAGEMENT, INC.?
ALTON CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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