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Matt Dale Maberry

ALTON CAPITAL MANAGEMENT, INC.·ALTON, Illinois
SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 6522 years registeredALTON CAPITAL MANAGEMENT, INC.
2410 STATE ST., ALTON, IL 62002CRD# 1907099Firm CRD# 123674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matt Dale Maberry · ALTON, IL
Registration
CRD #1907099 · ALTON CAPITAL MANAGEMENT, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

Nov 2015present
Dec 2003Dec 2015
ALTON, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 65
Registration record
First registered · December 2, 2003
Years registered · 22
03

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ALTON CAPITAL MANAGEMENT, INC.
CRD 123674 · SEC 801-64131
AUM
$66M
Regulatory assets under management
Employees
1
164 client accounts
Services offered by ALTON CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Matt Dale Maberry offer?
Matt Dale Maberry specializes in Financial Planning, Investment Management. Contact their office in ALTON, Illinois for a consultation.
What are Matt Dale Maberry's credentials?
Matt Dale Maberry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matt Dale Maberry located?
Matt Dale Maberry is based in ALTON, Illinois, working with ALTON CAPITAL MANAGEMENT, INC.. Their office serves clients in the ALTON metropolitan area and surrounding communities.
How does Matt Dale Maberry charge for services?
Matt Dale Maberry's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALTON CAPITAL MANAGEMENT, INC.?
ALTON CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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