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Gregory Howard Bray

ALTON CAPITAL MANAGEMENT, INC.·ALTON, Illinois
SIE, Series 7, Series 24, Series 63, Series 6526 years registeredALTON CAPITAL MANAGEMENT, INC.
2410 STATE ST., ALTON, IL 62002CRD# 2673259Firm CRD# 123674

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Howard Bray · ALTON, IL
Registration
CRD #2673259 · ALTON CAPITAL MANAGEMENT, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

SMITH MOORE & CO.
Oct 2015 – present
ALTON CAPITAL MANAGEMENT, INC.
May 2000 – Mar 2016
ALTON, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 23, 2000
Years registered · 26
03

Disclosure History

2015Regulatory·Final
2009Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ALTON CAPITAL MANAGEMENT, INC.
CRD 123674 · SEC 801-64131
AUM
$66M
Regulatory assets under management
Employees
1
164 client accounts
Services offered by ALTON CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALTON CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Gregory Howard Bray offer?
Gregory Howard Bray specializes in Financial Planning, Investment Management. Contact their office in ALTON, Illinois for a consultation.
What are Gregory Howard Bray's credentials?
Gregory Howard Bray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Howard Bray located?
Gregory Howard Bray is based in ALTON, Illinois, working with ALTON CAPITAL MANAGEMENT, INC.. Their office serves clients in the ALTON metropolitan area and surrounding communities.
How does Gregory Howard Bray charge for services?
Gregory Howard Bray's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALTON CAPITAL MANAGEMENT, INC.?
ALTON CAPITAL MANAGEMENT, INC. has approximately 1 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALTON CAPITAL MANAGEMENT, INC.

Matt Dale Maberry
ALTON, IL
William Woodfin Selby
ALTON, IL

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