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Bennett William Cale

CALE FINANCIAL MANAGEMENT LLC·KULA, Hawaii
SIE, Series 7, Series 7TO, Series 63, Series 65Clean record27 years registeredCALE FINANCIAL MANAGEMENT LLC
29 KOLONAHE PLACE, KULA, HI 96790CRD# 3074179Firm CRD# 309069

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bennett William Cale · KULA, HI
Registration
CRD #3074179 · CALE FINANCIAL MANAGEMENT LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

MORGAN STANLEY
Nov 2020 – present
MORGAN STANLEY
Nov 2020 – present
CALE FINANCIAL MANAGEMENT LLC
Sep 2020 – Oct 2021
KULA, HI
CALE FINANCIAL MANAGEMENT, INC.
Jan 2008 – Sep 2020
BEVERLY HILLS, CA
TOW FINANCIAL ADVISORS
Mar 2007 – Apr 2008
SHERMAN OAKS, CA
NWF ADVISORY SERVICES INC
Oct 1998 – Jun 2005
LOS ANGELES, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 63
Series 65
Registration record
First registered · October 16, 1998
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CALE FINANCIAL MANAGEMENT LLC
CRD 309069 · SEC 801-118879
AUM
$137M
Regulatory assets under management
Employees
2
242 client accounts
Services offered by CALE FINANCIAL MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CALE FINANCIAL MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Bennett William Cale offer?
Bennett William Cale specializes in Investment Management, Fee-Only Advisory. Contact their office in KULA, Hawaii for a consultation.
What are Bennett William Cale's credentials?
Bennett William Cale is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bennett William Cale located?
Bennett William Cale is based in KULA, Hawaii, working with CALE FINANCIAL MANAGEMENT LLC. Their office serves clients in the KULA metropolitan area and surrounding communities.
How does Bennett William Cale charge for services?
Bennett William Cale's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALE FINANCIAL MANAGEMENT LLC?
CALE FINANCIAL MANAGEMENT LLC has approximately 2 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Hawaii
HONOLULU (64)KAILUA-KONA (0)PUKALAMI (0)KIHEI (0)
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Research
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