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Kaori Matsumoto

PROSPECT ASSET MANAGEMENT INC·HONOLULU, Hawaii
PROSPECT ASSET MANAGEMENT INC
410 ATKINSON DRIVE, HONOLULU, HI 96814CRD# 5641727Firm CRD# 106178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kaori Matsumoto · HONOLULU, HI
Registration
CRD #5641727 · PROSPECT ASSET MANAGEMENT INC
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Kaori Matsumoto is a registered financial advisor based in HONOLULU, Hawaii, affiliated with PROSPECT ASSET MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Fee-Only Advisory
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PROSPECT ASSET MANAGEMENT INC
PROSPECT ASSET MANAGEMENT INC
AUM
$59M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at PROSPECT ASSET MANAGEMENT INC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5641727
Firm CRD# 106178
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kaori Matsumoto offer?
Kaori Matsumoto specializes in Retirement Planning, Fee-Only Advisory. Contact their office in HONOLULU, Hawaii for a consultation.
What are Kaori Matsumoto's credentials?
Kaori Matsumoto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kaori Matsumoto located?
Kaori Matsumoto is based in HONOLULU, Hawaii, working with PROSPECT ASSET MANAGEMENT INC. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.
How does Kaori Matsumoto charge for services?
Kaori Matsumoto's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPECT ASSET MANAGEMENT INC?
PROSPECT ASSET MANAGEMENT INC has approximately 5 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROSPECT ASSET MANAGEMENT INC

Xin Zhang
HONOLULU, HI
Hamilton Compton Smith
HONOLULU, HI
Mami Kajiwara
HONOLULU, HI
Curtis Rudolf Freeze
HONOLULU, HI

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