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Mario Kai Ming Yim

YIM INVESTMENT MANAGEMENT, LLC·HONOLULU, Hawaii
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1950 YOUNG STREET SUITE 288, HONOLULU, HI 96826-2150CRD# 2565839Firm CRD# 136984
01

About

Mario Kai Ming Yim is a registered financial advisor based in HONOLULU, Hawaii, affiliated with YIM INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
YIM INVESTMENT MANAGEMENT, LLC
YIM INVESTMENT MANAGEMENT, LLC
AUM
$242M
Regulatory assets under management
Employees
6
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Commissions
Regulatory
SEC/IARD CRD# 2565839
Firm CRD# 136984
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Mario Kai Ming Yim offer?
Mario Kai Ming Yim specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HONOLULU, Hawaii for a consultation.
What are Mario Kai Ming Yim's credentials?
Mario Kai Ming Yim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mario Kai Ming Yim located?
Mario Kai Ming Yim is based in HONOLULU, Hawaii, working with YIM INVESTMENT MANAGEMENT, LLC. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.
How does Mario Kai Ming Yim charge for services?
Mario Kai Ming Yim's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is YIM INVESTMENT MANAGEMENT, LLC?
YIM INVESTMENT MANAGEMENT, LLC has approximately 6 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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