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Hamilton Compton Smith

PROSPECT ASSET MANAGEMENT INC·HONOLULU, Hawaii
PROSPECT ASSET MANAGEMENT INC
410 ATKINSON DRIVE, HONOLULU, HI 96814CRD# 4425734Firm CRD# 106178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Hamilton Compton Smith · HONOLULU, HI
Registration
CRD #4425734 · PROSPECT ASSET MANAGEMENT INC
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Hamilton Compton Smith is a registered financial advisor based in HONOLULU, Hawaii, affiliated with PROSPECT ASSET MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Fee-Only Advisory
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PROSPECT ASSET MANAGEMENT INC
PROSPECT ASSET MANAGEMENT INC
AUM
$59M
Regulatory assets under management
Employees
5
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4425734
Firm CRD# 106178
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Hamilton Compton Smith offer?
Hamilton Compton Smith specializes in Retirement Planning, Fee-Only Advisory. Contact their office in HONOLULU, Hawaii for a consultation.
What are Hamilton Compton Smith's credentials?
Hamilton Compton Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Hamilton Compton Smith located?
Hamilton Compton Smith is based in HONOLULU, Hawaii, working with PROSPECT ASSET MANAGEMENT INC. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.
How does Hamilton Compton Smith charge for services?
Hamilton Compton Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPECT ASSET MANAGEMENT INC?
PROSPECT ASSET MANAGEMENT INC has approximately 5 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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