Unclaimed Profile

Gregory Emmett Ratté

GE RATTE ASSET MANAGEMENT LLC·HONOLULU, Hawaii

Series 2, Series 65Clean record15 years registeredGE RATTE ASSET MANAGEMENT LLC

1003 BISHOP ST, HONOLULU, HI 96813CRD# 2191346Firm CRD# 167162

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Emmett Ratté · HONOLULU, HI

Registration

CRD #2191346 · GE RATTE ASSET MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GE RATTE ASSET MANAGEMENT LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Oct 2019 – Nov 2019

HONOLULU, HI

GE RATTÉ ASSET MANAGEMENT LLC

Nov 2014 – Nov 2019

HONOLULU, HI

GBR WEALTH MANAGEMENT, LLC

Mar 2011 – Aug 2013

HONOLULU, HI

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · March 24, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GE RATTE ASSET MANAGEMENT LLC

CRD 167162 · SEC 801-77835

AUM

$158M

Regulatory assets under management

Employees

30 client accounts

Services offered by GE RATTE ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GE RATTE ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Emmett Ratté offer?

Gregory Emmett Ratté specializes in Investment Management, Wealth Management.

What are Gregory Emmett Ratté's credentials?

Gregory Emmett Ratté is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Emmett Ratté located?

Gregory Emmett Ratté is based in HONOLULU, Hawaii, last registered with GE RATTE ASSET MANAGEMENT LLC.

How does Gregory Emmett Ratté charge for services?

Gregory Emmett Ratté's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GE RATTE ASSET MANAGEMENT LLC?

GE RATTE ASSET MANAGEMENT LLC has approximately 3 employees and manages $158M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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