Unclaimed Profile

Carl Edward Choy

CKW FINANCIAL GROUP, LLC·HONOLULU, Hawaii

Series 5, Series 7, Series 8, Series 63, Series 6534 years registeredCKW FINANCIAL GROUP, LLC

1003 BISHOP STREET, HONOLULU, HI 96813CRD# 1049918Firm CRD# 152116

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Edward Choy · HONOLULU, HI

Registration

CRD #1049918 · CKW FINANCIAL GROUP, LLC · 34 years registered

Brand Profile

Not yet started

Career History

CKW FINANCIAL GROUP, LLC

Dec 2009 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2008 – Oct 2009

HONOLULU, HI

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Oct 2008

HONOLULU, HI

MORGAN STANLEY

Jan 1992 – Apr 2007

HONOLULU, HI

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 2, 1992

Years registered · 34

Disclosure History

1983Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CKW FINANCIAL GROUP, LLC

CRD 152116 · SEC 801-70788

AUM

$2.0B

Regulatory assets under management

Employees

1,470 client accounts

Services offered by CKW FINANCIAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CKW FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Carl Edward Choy offer?

Carl Edward Choy specializes in Investment Management, Wealth Management. Contact their office in HONOLULU, Hawaii for a consultation.

What are Carl Edward Choy's credentials?

Carl Edward Choy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Edward Choy located?

Carl Edward Choy is based in HONOLULU, Hawaii, working with CKW FINANCIAL GROUP, LLC. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.

How does Carl Edward Choy charge for services?

Carl Edward Choy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CKW FINANCIAL GROUP, LLC?

CKW FINANCIAL GROUP, LLC has approximately 7 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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