Unclaimed Profile

Richard Gordon Mooney

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC·THOMASVILLE, Georgia

SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 79TO21 years registeredALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

135 SOUTH MADISON STREET, THOMASVILLE, GA 31792CRD# 1557033Firm CRD# 113106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Gordon Mooney · THOMASVILLE, GA

Registration

CRD #1557033 · ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AMB WEALTH, LLC

Feb 2018 – present

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Oct 2004 – Dec 2017

THOMASVILLE, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Registration record

First registered · October 13, 2004

Years registered · 21

Disclosure History

2001Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

CRD 113106 · SEC 801-60350

AUM

$848M

Regulatory assets under management

Employees

1,488 client accounts

Services offered by ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Gordon Mooney offer?

Richard Gordon Mooney specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in THOMASVILLE, Georgia for a consultation.

What are Richard Gordon Mooney's credentials?

Richard Gordon Mooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Gordon Mooney located?

Richard Gordon Mooney is based in THOMASVILLE, Georgia, working with ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC. Their office serves clients in the THOMASVILLE metropolitan area and surrounding communities.

How does Richard Gordon Mooney charge for services?

Richard Gordon Mooney's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC?

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC has approximately 22 employees and manages $848M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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