Unclaimed Profile

Brent Patrick Nicks

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC·THOMASVILLE, Georgia

SIE, Series 4, Series 6, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 99TOClean record22 years registeredALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

135 SOUTH MADISON STREET, THOMASVILLE, GA 31792CRD# 4067773Firm CRD# 113106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent Patrick Nicks · THOMASVILLE, GA

Registration

CRD #4067773 · ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

Oct 2023 – present

AMB WEALTH, LLC

Oct 2023 – present

NEWEDGE ADVISORS

Dec 2018 – Apr 2022

Auburn, AL

GWM ADVISORS, LLC

Apr 2018 – Dec 2018

Auburn, AL

WUNDERLICH SECURITIES, INC.

Oct 2013 – Mar 2018

MEMPHIS, TN

RAYMOND JAMES & ASSOCIATES, INC.

Aug 2012 – Oct 2013

MEMPHIS, TN

MORGAN KEEGAN & COMPANY, LLC

Mar 2008 – Oct 2013

MEMPHIS, TN

FTB ADVISORS, INC.

Mar 2004 – Feb 2008

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · March 12, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

CRD 113106 · SEC 801-60350

AUM

$848M

Regulatory assets under management

Employees

1,488 client accounts

Services offered by ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brent Patrick Nicks offer?

Brent Patrick Nicks specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in THOMASVILLE, Georgia for a consultation.

What are Brent Patrick Nicks's credentials?

Brent Patrick Nicks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brent Patrick Nicks located?

Brent Patrick Nicks is based in THOMASVILLE, Georgia, working with ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC. Their office serves clients in the THOMASVILLE metropolitan area and surrounding communities.

How does Brent Patrick Nicks charge for services?

Brent Patrick Nicks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC?

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC has approximately 22 employees and manages $848M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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