Unclaimed Profile

Carla Mercedes Roach

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC·THOMASVILLE, Georgia

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 53, Series 55, Series 66Clean record23 years registeredALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

135 SOUTH MADISON STREET, THOMASVILLE, GA 31792CRD# 4201936Firm CRD# 113106

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carla Mercedes Roach · THOMASVILLE, GA

Registration

CRD #4201936 · ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Oct 2005 – Dec 2017

THOMASVILLE, GA

RAYMOND JAMES FINANCIAL SERVICES

Apr 2003 – Jun 2005

THOMASVILLE, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 53

Series 55

Series 66

Registration record

First registered · April 9, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

CRD 113106 · SEC 801-60350

AUM

$848M

Regulatory assets under management

Employees

1,488 client accounts

Services offered by ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Carla Mercedes Roach offer?

Carla Mercedes Roach specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Carla Mercedes Roach's credentials?

Carla Mercedes Roach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carla Mercedes Roach located?

Carla Mercedes Roach is based in THOMASVILLE, Georgia, last registered with ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC.

How does Carla Mercedes Roach charge for services?

Carla Mercedes Roach's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC?

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC has approximately 22 employees and manages $848M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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