Unclaimed Profile

Martin Alexander Smith

HBCU LEGACY, LLC·PEACHTREE CITY, Georgia

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 6626 years registeredHBCU LEGACY, LLC

21 EASTBROOK BEND, SUITE 212, PEACHTREE CITY, GA 30269CRD# 2677840Firm CRD# 312442

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Martin Alexander Smith · PEACHTREE CITY, GA

Registration

CRD #2677840 · HBCU LEGACY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Feb 2026 – present

WEALTHCARE FINANCIAL GROUP, INC.

Oct 2016 – present

KOVACK ADVISORS, INC.

Jan 2012 – Oct 2016

BETHESDA, MD

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

Feb 2010 – Jan 2012

BOWIE, MD

KINGDOMTRUST CAPITAL MANAGEMENT, INC.

Aug 2009 – Dec 2009

BOWIE, MD

AXA ADVISORS, LLC

Jun 2008 – Jun 2009

COLUMBIA, MD

AMERIPRISE FINANCIAL SERVICES, INC.

Dec 2007 – Jun 2008

COLUMBIA, MD

LINSCO/PRIVATE LEDGER CORP.

Mar 2006 – Dec 2007

BOWIE, MD

METLIFE SECURITIES INC.

Jan 2006 – Mar 2006

GREENBELT, MD

RAYMOND JAMES FINANCIAL SERVICES

Jul 2003 – Jan 2006

LANDOVER, MD

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 2003 – Jul 2003

ROCKVILLE, MD

A. G. EDWARDS & SONS, INC.

Jul 2000 – Mar 2003

COLUMBIA, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · July 12, 2000

Years registered · 26

Disclosure History

2003Customer Dispute·Closed-No Action

2003Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HBCU LEGACY, LLC

CRD 312442 · SEC 801-120572

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by HBCU LEGACY, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HBCU LEGACY, LLC →

Introduction

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Frequently Asked Questions

What services does Martin Alexander Smith offer?

Martin Alexander Smith specializes in Investment Management, Fee-Only Advisory. Contact their office in PEACHTREE CITY, Georgia for a consultation.

What are Martin Alexander Smith's credentials?

Martin Alexander Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Martin Alexander Smith located?

Martin Alexander Smith is based in PEACHTREE CITY, Georgia, working with HBCU LEGACY, LLC. Their office serves clients in the PEACHTREE CITY metropolitan area and surrounding communities.

How does Martin Alexander Smith charge for services?

Martin Alexander Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HBCU LEGACY, LLC?

HBCU LEGACY, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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