Unclaimed Profile

Paul Etienne Regard

PFS INVESTMENTS INC.·DULUTH, Georgia

SIE, Series 3, Series 6, Series 7, Series 7TO, Series 24, Series 26, Series 63, Series 65, Series 99TOClean record22 years registeredPFS INVESTMENTS INC.

1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001CRD# 2448671Firm CRD# 10111

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Etienne Regard · DULUTH, GA

Registration

CRD #2448671 · PFS INVESTMENTS INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFS INVESTMENTS INC.

METLIFE SECURITIES INC.

Apr 2006 – Sep 2008

ISELIN, NJ

NEW ENGLAND SECURITIES CORPORATION

Apr 2006 – Sep 2008

ISELIN, NJ

WALNUT STREET SECURITIES, INC.

Apr 2006 – Sep 2008

ISELIN, NJ

CURIAN CAPITAL, LLC

Feb 2004 – May 2004

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 7TO

Series 24

Series 26

Series 63

Series 65

Series 99TO

Registration record

First registered · February 13, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PFS INVESTMENTS INC.

CRD 10111 · SEC 801-72263

AUM

$8.5B

Regulatory assets under management

Employees

3,590

59,808 client accounts

Services offered by PFS INVESTMENTS INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PFS INVESTMENTS INC. →

Introduction

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Frequently Asked Questions

What services does Paul Etienne Regard offer?

Paul Etienne Regard specializes in Investment Management, Fee-Only Advisory.

What are Paul Etienne Regard's credentials?

Paul Etienne Regard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Etienne Regard located?

Paul Etienne Regard is based in DULUTH, Georgia, last registered with PFS INVESTMENTS INC..

How does Paul Etienne Regard charge for services?

Paul Etienne Regard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFS INVESTMENTS INC.?

PFS INVESTMENTS INC. has approximately 3590 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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