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Clifford Walter O'conner

C.W. O'CONNER WEALTH ADVISORS, INC.·DULUTH, Georgia
Series 7, Series 63, Series 65Clean record23 years registeredC.W. O'CONNER WEALTH ADVISORS, INC.
3175 SATELLITE BOULEVARD, DULUTH, GA 30096CRD# 2192846Firm CRD# 125646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Clifford Walter O'conner · DULUTH, GA
Registration
CRD #2192846 · C.W. O'CONNER WEALTH ADVISORS, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

C.W. O'CONNER WEALTH ADVISORS, INC.
Mar 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · March 13, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
C.W. O'CONNER WEALTH ADVISORS, INC.
CRD 125646 · SEC 801-66146
AUM
$215M
Regulatory assets under management
Employees
3
434 client accounts
Services offered by C.W. O'CONNER WEALTH ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at C.W. O'CONNER WEALTH ADVISORS, INC. →
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05

Frequently Asked Questions

What services does Clifford Walter O'conner offer?
Clifford Walter O'conner specializes in Financial Planning, Investment Management. Contact their office in DULUTH, Georgia for a consultation.
What are Clifford Walter O'conner's credentials?
Clifford Walter O'conner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clifford Walter O'conner located?
Clifford Walter O'conner is based in DULUTH, Georgia, working with C.W. O'CONNER WEALTH ADVISORS, INC.. Their office serves clients in the DULUTH metropolitan area and surrounding communities.
How does Clifford Walter O'conner charge for services?
Clifford Walter O'conner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is C.W. O'CONNER WEALTH ADVISORS, INC.?
C.W. O'CONNER WEALTH ADVISORS, INC. has approximately 3 employees and manages $215M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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