Unclaimed Profile

Jason Thomas Connolly

SUGARLOAF WEALTH MANAGEMENT, LLC·DULUTH, Georgia

SIE, Series 7, Series 63, Series 65Clean record22 years registeredSUGARLOAF WEALTH MANAGEMENT, LLC

2055 SUGARLOAF CIRCLE, DULUTH, GA 30097CRD# 3010841Firm CRD# 129602

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Thomas Connolly · DULUTH, GA

Registration

CRD #3010841 · SUGARLOAF WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Mar 2025 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Aug 2007 – Dec 2011

SNELLVILLE, GA

SUGARLOAF WEALTH MANAGEMENT, LLC

Feb 2005 – Mar 2025

DULUTH, GA

SUGARLOAF WEALTH MANAGEMENT, LLC

Feb 2004 – Dec 2004

SNELLVILLE, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 25, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUGARLOAF WEALTH MANAGEMENT, LLC

CRD 129602 · SEC 801-62810

AUM

$610M

Regulatory assets under management

Employees

1,536 client accounts

Services offered by SUGARLOAF WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUGARLOAF WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jason Thomas Connolly offer?

Jason Thomas Connolly specializes in Financial Planning, Investment Management. Contact their office in DULUTH, Georgia for a consultation.

What are Jason Thomas Connolly's credentials?

Jason Thomas Connolly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jason Thomas Connolly located?

Jason Thomas Connolly is based in DULUTH, Georgia, working with SUGARLOAF WEALTH MANAGEMENT, LLC. Their office serves clients in the DULUTH metropolitan area and surrounding communities.

How does Jason Thomas Connolly charge for services?

Jason Thomas Connolly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUGARLOAF WEALTH MANAGEMENT, LLC?

SUGARLOAF WEALTH MANAGEMENT, LLC has approximately 14 employees and manages $610M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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