Unclaimed Profile

Wen Yuan Nottebohm

BERMAN CAPITAL ADVISORS, LLC·ATLANTA, Georgia

Series 3, Series 7, Series 65, Series 66Clean record15 years registeredBERMAN CAPITAL ADVISORS, LLC

3445 PEACHTREE ROAD, ATLANTA, GA 30326CRD# 5795761Firm CRD# 155419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wen Yuan Nottebohm · ATLANTA, GA

Registration

CRD #5795761 · BERMAN CAPITAL ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

CRESSET ASSET MANAGEMENT, LLC

Oct 2021 – present

BERMAN CAPITAL ADVISORS, LLC

May 2015 – Oct 2021

ATLANTA, GA

MORGAN STANLEY SMITH BARNEY LLC

Sep 2010 – Mar 2012

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 65

Series 66

Registration record

First registered · September 2, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERMAN CAPITAL ADVISORS, LLC

CRD 155419 · SEC 801-71925

AUM

$3.3B

Regulatory assets under management

Employees

1,169 client accounts

Services offered by BERMAN CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at BERMAN CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Wen Yuan Nottebohm offer?

Wen Yuan Nottebohm specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Wen Yuan Nottebohm's credentials?

Wen Yuan Nottebohm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wen Yuan Nottebohm located?

Wen Yuan Nottebohm is based in ATLANTA, Georgia, working with BERMAN CAPITAL ADVISORS, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Wen Yuan Nottebohm charge for services?

Wen Yuan Nottebohm's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERMAN CAPITAL ADVISORS, LLC?

BERMAN CAPITAL ADVISORS, LLC has approximately 30 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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