Unclaimed Profile

Kelly Ann Downs

BERMAN CAPITAL ADVISORS, LLC·ATLANTA, Georgia

Series 6, Series 7, Series 63, Series 66Clean record14 years registeredBERMAN CAPITAL ADVISORS, LLC

3445 PEACHTREE ROAD, ATLANTA, GA 30326CRD# 4217109Firm CRD# 155419

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Ann Downs · ATLANTA, GA

Registration

CRD #4217109 · BERMAN CAPITAL ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

CRESSET ASSET MANAGEMENT, LLC

Oct 2021 – present

BERMAN CAPITAL ADVISORS, LLC

Jul 2012 – Oct 2021

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · July 10, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERMAN CAPITAL ADVISORS, LLC

CRD 155419 · SEC 801-71925

AUM

$3.3B

Regulatory assets under management

Employees

1,169 client accounts

Services offered by BERMAN CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at BERMAN CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Ann Downs offer?

Kelly Ann Downs specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Kelly Ann Downs's credentials?

Kelly Ann Downs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Ann Downs located?

Kelly Ann Downs is based in ATLANTA, Georgia, working with BERMAN CAPITAL ADVISORS, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Kelly Ann Downs charge for services?

Kelly Ann Downs's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERMAN CAPITAL ADVISORS, LLC?

BERMAN CAPITAL ADVISORS, LLC has approximately 30 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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