Unclaimed Profile

James Dale Price

OSAIC ADVISORY SERVICES, LLC·ATLANTA, Georgia

SIE, Series 3, Series 7, Series 8, Series 24, Series 63Clean record23 years registeredOSAIC ADVISORY SERVICES, LLC

2300 WINDY RIDGE PARKWAY, ATLANTA, GA 30339CRD# 1243224Firm CRD# 171070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Dale Price · ATLANTA, GA

Registration

CRD #1243224 · OSAIC ADVISORY SERVICES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OSAIC ADVISORY SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Dec 2002 – Aug 2010

WEEHAWKEN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 24

Series 63

Registration record

First registered · December 18, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC ADVISORY SERVICES, LLC

CRD 171070 · SEC 801-80075

AUM

$4.9B

Regulatory assets under management

Employees

2,582

20,269 client accounts

Services offered by OSAIC ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does James Dale Price offer?

James Dale Price specializes in Financial Planning, Investment Management, Wealth Management.

What are James Dale Price's credentials?

James Dale Price is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Dale Price located?

James Dale Price is based in ATLANTA, Georgia, last registered with OSAIC ADVISORY SERVICES, LLC.

How does James Dale Price charge for services?

James Dale Price's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSAIC ADVISORY SERVICES, LLC?

OSAIC ADVISORY SERVICES, LLC has approximately 2582 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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