Unclaimed Profile

David Andrew Schmidt

OSAIC ADVISORY SERVICES, LLC·ATLANTA, Georgia

SIE, Series 7, Series 24, Series 63, Series 65Clean record30 years registeredOSAIC ADVISORY SERVICES, LLC

2300 WINDY RIDGE PARKWAY, ATLANTA, GA 30339CRD# 2099154Firm CRD# 171070

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Andrew Schmidt · ATLANTA, GA

Registration

CRD #2099154 · OSAIC ADVISORY SERVICES, LLC · 30 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2024 – present

SECURITIES AMERICA ADVISORS, INC.

Jul 2020 – Jun 2024

LEAWOOD, KS

INVESTACORP ADVISORY SERVICES INC

Mar 2016 – Jul 2020

Kansas City, MO

CETERA ADVISORS LLC

Apr 2014 – Apr 2016

LIBERTY, MO

LPL FINANCIAL LLC

Oct 1995 – Apr 2014

KANSAS CITY, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 31, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC ADVISORY SERVICES, LLC

CRD 171070 · SEC 801-80075

AUM

$4.9B

Regulatory assets under management

Employees

2,582

20,269 client accounts

Services offered by OSAIC ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Andrew Schmidt offer?

David Andrew Schmidt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are David Andrew Schmidt's credentials?

David Andrew Schmidt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Andrew Schmidt located?

David Andrew Schmidt is based in ATLANTA, Georgia, working with OSAIC ADVISORY SERVICES, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does David Andrew Schmidt charge for services?

David Andrew Schmidt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSAIC ADVISORY SERVICES, LLC?

OSAIC ADVISORY SERVICES, LLC has approximately 2582 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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