Unclaimed Profile

William Andrew Mertes

AMERICAN FINANCIAL ADVISORS INC·WINTER PARK, Florida

SIE, Series 6, Series 7, Series 63, Series 65CFAClean record22 years registeredAMERICAN FINANCIAL ADVISORS INC

1936 LEE ROAD, WINTER PARK, FL 32789CRD# 2717949Firm CRD# 108530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Andrew Mertes · WINTER PARK, FL

Registration

CRD #2717949 · AMERICAN FINANCIAL ADVISORS INC · 22 years registered

Brand Profile

Not yet started

Career History

AMERICAN FINANCIAL ADVISORS INC

Jan 2004 – present

FOOTHILL SECURITIES, INC.

Jul 2009 – Mar 2013

REXFORD, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 12, 2004

Years registered · 22

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AMERICAN FINANCIAL ADVISORS INC

CRD 108530 · SEC 801-56857

AUM

$887M

Regulatory assets under management

Employees

1,751 client accounts

Services offered by AMERICAN FINANCIAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AMERICAN FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does William Andrew Mertes offer?

William Andrew Mertes specializes in Financial Planning, Investment Management. Contact their office in WINTER PARK, Florida for a consultation.

What are William Andrew Mertes's credentials?

William Andrew Mertes holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Andrew Mertes located?

William Andrew Mertes is based in WINTER PARK, Florida, working with AMERICAN FINANCIAL ADVISORS INC. Their office serves clients in the WINTER PARK metropolitan area and surrounding communities.

How does William Andrew Mertes charge for services?

William Andrew Mertes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN FINANCIAL ADVISORS INC?

AMERICAN FINANCIAL ADVISORS INC has approximately 9 employees and manages $887M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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