Unclaimed Profile

Ellen Buchanan Wilcox

RUGGIE CAPITAL GROUP, INC.·TAVARES, Florida

SIE, Series 7, Series 22, Series 24, Series 39, Series 63Clean record28 years registeredRUGGIE CAPITAL GROUP, INC.

2100 LAKE EUSTIS DR., TAVARES, FL 32778CRD# 1015243Firm CRD# 145595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ellen Buchanan Wilcox · TAVARES, FL

Registration

CRD #1015243 · RUGGIE CAPITAL GROUP, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RUGGIE CAPITAL GROUP, INC.

CETERA ADVISORS LLC

Jul 2015 – Oct 2016

THE VILLAGES, FL

RUGGIE WEALTH MANAGEMENT

Jan 2014 – Jun 2015

TAVARES, FL

WILCOX WEALTH MANAGEMENT

Aug 2004 – Feb 2011

LADY LAKE, FL

LPL FINANCIAL LLC

Dec 1997 – Dec 2013

LADY LAKE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 39

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RUGGIE CAPITAL GROUP, LLC

CRD 145595 · SEC 801-69419

AUM

$15M

Regulatory assets under management

Employees

25 client accounts

Services offered by RUGGIE CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at RUGGIE CAPITAL GROUP, LLC →

Introduction

Speak with Ellen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ellen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TAVARES?

Browse all registered financial advisors in TAVARES, Florida or claim this profile if it's yours.

Browse TAVARES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ellen Buchanan Wilcox offer?

Ellen Buchanan Wilcox specializes in Financial Planning, Investment Management, Retirement Planning.

What are Ellen Buchanan Wilcox's credentials?

Ellen Buchanan Wilcox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ellen Buchanan Wilcox located?

Ellen Buchanan Wilcox is based in TAVARES, Florida, last registered with RUGGIE CAPITAL GROUP, INC..

How does Ellen Buchanan Wilcox charge for services?

Ellen Buchanan Wilcox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUGGIE CAPITAL GROUP, INC.?

RUGGIE CAPITAL GROUP, INC. has approximately 15 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →