Unclaimed Profile

Jorge A Romero

RUGGIE CAPITAL GROUP, INC.·TAVARES, Florida

SIE, Series 7, Series 66CFP17 years registeredRUGGIE CAPITAL GROUP, INC.

2100 LAKE EUSTIS DR., TAVARES, FL 32778CRD# 5420761Firm CRD# 145595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jorge A Romero · TAVARES, FL

Registration

CRD #5420761 · RUGGIE CAPITAL GROUP, INC. · 17 years registered

Brand Profile

Not yet started

Career History

DESTINY FAMILY OFFICE

Oct 2025 – present

DESTINY WEALTH PARTNERS, LLC

Aug 2017 – present

CWM, LLC

Jul 2018 – Jul 2020

The Villages, FL

RUGGIE WEALTH MANAGEMENT

Apr 2015 – Jan 2021

THE VILLAGES, FL

SUNTRUST INVESTMENT SERVICES, INC.

Mar 2009 – Mar 2015

CLERMONT, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 3, 2009

Years registered · 17

Professional designation · CFP

Disclosure History

2014Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RUGGIE CAPITAL GROUP, LLC

CRD 145595 · SEC 801-69419

AUM

$15M

Regulatory assets under management

Employees

25 client accounts

Services offered by RUGGIE CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at RUGGIE CAPITAL GROUP, LLC →

Introduction

Speak with Jorge

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jorge is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TAVARES?

Browse all registered financial advisors in TAVARES, Florida or claim this profile if it's yours.

Browse TAVARES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jorge A Romero offer?

Jorge A Romero specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in TAVARES, Florida for a consultation.

What are Jorge A Romero's credentials?

Jorge A Romero holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jorge A Romero located?

Jorge A Romero is based in TAVARES, Florida, working with RUGGIE CAPITAL GROUP, INC.. Their office serves clients in the TAVARES metropolitan area and surrounding communities.

How does Jorge A Romero charge for services?

Jorge A Romero's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUGGIE CAPITAL GROUP, INC.?

RUGGIE CAPITAL GROUP, INC. has approximately 15 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →