Unclaimed Profile

Jorge A Romero

RUGGIE CAPITAL GROUP, INC.·TAVARES, Florida

Clean recordRUGGIE CAPITAL GROUP, INC.

2100 LAKE EUSTIS DR., TAVARES, FL 32778CRD# 5420761Firm CRD# 145595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jorge A Romero · TAVARES, FL

Registration

CRD #5420761 · RUGGIE CAPITAL GROUP, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Jorge A Romero is a registered financial advisor based in TAVARES, Florida, affiliated with RUGGIE CAPITAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

RUGGIE CAPITAL GROUP, LLC

RUGGIE WEALTH MANAGEMENT

AUM

$15M

Regulatory assets under management

Employees

Total firm employees

View all advisors at RUGGIE CAPITAL GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5420761

Firm CRD# 145595

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Jorge A Romero offer?

Jorge A Romero specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in TAVARES, Florida for a consultation.

What are Jorge A Romero's credentials?

Jorge A Romero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jorge A Romero located?

Jorge A Romero is based in TAVARES, Florida, working with RUGGIE CAPITAL GROUP, INC.. Their office serves clients in the TAVARES metropolitan area and surrounding communities.

How does Jorge A Romero charge for services?

Jorge A Romero's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUGGIE CAPITAL GROUP, INC.?

RUGGIE CAPITAL GROUP, INC. has approximately 15 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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