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Jorge A Romero

RUGGIE CAPITAL GROUP, INC.·TAVARES, Florida
Unclaimed Profile
2100 LAKE EUSTIS DR., TAVARES, FL 32778CRD# 5420761Firm CRD# 145595
01

About

Jorge A Romero is a registered financial advisor based in TAVARES, Florida, affiliated with RUGGIE CAPITAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
RUGGIE CAPITAL GROUP, LLC
RUGGIE WEALTH MANAGEMENT
AUM
$15M
Regulatory assets under management
Employees
15
Total firm employees
View all advisors at RUGGIE CAPITAL GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5420761
Firm CRD# 145595
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Jorge A Romero offer?
Jorge A Romero specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in TAVARES, Florida for a consultation.
What are Jorge A Romero's credentials?
Jorge A Romero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jorge A Romero located?
Jorge A Romero is based in TAVARES, Florida, working with RUGGIE CAPITAL GROUP, INC.. Their office serves clients in the TAVARES metropolitan area and surrounding communities.
How does Jorge A Romero charge for services?
Jorge A Romero's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUGGIE CAPITAL GROUP, INC.?
RUGGIE CAPITAL GROUP, INC. has approximately 15 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in TAVARES
Robert Liddell Clark — DESTINY WEALTH PARTNERS, LLCThomas Huey Ruggie — DESTINY WEALTH PARTNERS, LLCLouis Mitchell Shinaman — RUGGIE CAPITAL GROUP, INC.Ellen Buchanan Wilcox — RUGGIE CAPITAL GROUP, INC.Michael Case Smith — RUGGIE CAPITAL GROUP, INC.
Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
Advisor Fees in FloridaNational Fee Analysis
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