Unclaimed Profile

William Edison James

CAG TAMPA, LLC·TAMPA, Florida

Series 1, Series 40Clean record20 years registeredCAG TAMPA, LLC

442 W. KENNEDY BLVD., TAMPA, FL 33606-1494CRD# 257134Firm CRD# 147192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Edison James · TAMPA, FL

Registration

CRD #257134 · CAG TAMPA, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAG TAMPA, LLC

CAPITAL ADVISORY GROUP

May 2008 – Dec 2023

TAMPA, FL

CAPITAL ANALYSTS, INCORPORATED

Oct 2005 – Jul 2008

TAMPA, FL

Registrations & Exams

FINRA examinations passed

Series 1

Series 40

Registration record

First registered · October 24, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAG TAMPA, LLC

CRD 147192 · SEC 801-69161

AUM

$41M

Regulatory assets under management

Employees

46 client accounts

Services offered by CAG TAMPA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAG TAMPA, LLC →

Introduction

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Frequently Asked Questions

What services does William Edison James offer?

William Edison James specializes in Financial Planning, Investment Management.

What are William Edison James's credentials?

William Edison James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Edison James located?

William Edison James is based in TAMPA, Florida, last registered with CAG TAMPA, LLC.

How does William Edison James charge for services?

William Edison James's firm is compensated through percentage of aum, other: client special requests as determined prior to engagement.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAG TAMPA, LLC?

CAG TAMPA, LLC has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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