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William Westley James

CAG TAMPA, LLC·TAMPA, Florida
Series 6Series 7Series 63Series 66
Unclaimed Profile
442 W. KENNEDY BLVD., TAMPA, FL 33606-1494CRD# 3073447Firm CRD# 147192
01

About

William Westley James is a registered financial advisor based in TAMPA, Florida, affiliated with CAG TAMPA, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CAG TAMPA, LLC
CAPITAL ADVISORY GROUP
AUM
$41M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at CAG TAMPA, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other advisory services
04

Background

Compensation
Percentage of AUM
Other: CLIENT SPECIAL REQUESTS AS DETERMINED PRIOR TO ENGAGEMENT.
Regulatory
SEC/IARD CRD# 3073447
Firm CRD# 147192
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Westley James offer?
William Westley James specializes in Financial Planning, Investment Management. Contact their office in TAMPA, Florida for a consultation.
What are William Westley James's credentials?
William Westley James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Westley James located?
William Westley James is based in TAMPA, Florida, working with CAG TAMPA, LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.
How does William Westley James charge for services?
William Westley James's firm is compensated through percentage of aum, other: client special requests as determined prior to engagement.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAG TAMPA, LLC?
CAG TAMPA, LLC has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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