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William Westley James

CAG TAMPA, LLC·TAMPA, Florida
Series 6, Series 7, Series 63, Series 66Clean record20 years registeredCAG TAMPA, LLC
442 W. KENNEDY BLVD., TAMPA, FL 33606-1494CRD# 3073447Firm CRD# 147192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Westley James · TAMPA, FL
Registration
CRD #3073447 · CAG TAMPA, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

CAPITAL ADVISORY GROUP
May 2008 – present
CAPITAL ANALYSTS, INCORPORATED
Oct 2006 – Jul 2008
TAMPA, FL
T. ROWE PRICE ADVISORY SERVICES, INC.
Jun 2006 – Sep 2006
TAMPA, FL
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · June 7, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAG TAMPA, LLC
CRD 147192 · SEC 801-69161
AUM
$41M
Regulatory assets under management
Employees
1
46 client accounts
Services offered by CAG TAMPA, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other advisory services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAG TAMPA, LLC →
Introduction

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05

Frequently Asked Questions

What services does William Westley James offer?
William Westley James specializes in Financial Planning, Investment Management. Contact their office in TAMPA, Florida for a consultation.
What are William Westley James's credentials?
William Westley James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Westley James located?
William Westley James is based in TAMPA, Florida, working with CAG TAMPA, LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.
How does William Westley James charge for services?
William Westley James's firm is compensated through percentage of aum, other: client special requests as determined prior to engagement.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAG TAMPA, LLC?
CAG TAMPA, LLC has approximately 1 employees and manages $41M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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William Edison James
TAMPA, FL

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