Unclaimed Profile

Michael Scott Rosenbach

SOLIST WEALTH MANAGEMENT LLC·TAMPA, Florida

SIE, Series 7, Series 6610 years registeredSOLIST WEALTH MANAGEMENT LLC

2701 N ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 6497350Firm CRD# 329317

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Scott Rosenbach · TAMPA, FL

Registration

CRD #6497350 · SOLIST WEALTH MANAGEMENT LLC · 10 years registered

Brand Profile

Not yet started

Career History

FNEX CAPITAL, LLC

Oct 2025 – present

SOLIST FINANCIAL

May 2025 – present

SOLIST WEALTH MANAGEMENT

Mar 2024 – Mar 2025

TAMPA, FL

UBS FINANCIAL SERVICES INC.

Apr 2021 – Dec 2023

TAMPA, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2015 – May 2021

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 9, 2015

Years registered · 10

Disclosure History

2023Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOLIST WEALTH MANAGEMENT LLC

CRD 329317 · SEC 801-129356

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by SOLIST WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOLIST WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Michael Scott Rosenbach offer?

Michael Scott Rosenbach specializes in Financial Planning, Investment Management. Contact their office in TAMPA, Florida for a consultation.

What are Michael Scott Rosenbach's credentials?

Michael Scott Rosenbach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Scott Rosenbach located?

Michael Scott Rosenbach is based in TAMPA, Florida, working with SOLIST WEALTH MANAGEMENT LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.

How does Michael Scott Rosenbach charge for services?

Michael Scott Rosenbach's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOLIST WEALTH MANAGEMENT LLC?

SOLIST WEALTH MANAGEMENT LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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