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Scott Henry Sherwood

CALTON & ASSOCIATES, INC.·TAMPA, Florida
SIE, Series 7, Series 24, Series 63CALTON & ASSOCIATES, INC.
2701 N. ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 734979Firm CRD# 20999

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Henry Sherwood · TAMPA, FL
Registration
CRD #734979 · CALTON & ASSOCIATES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036
AUM
$1.2B
Regulatory assets under management
Employees
515
7,559 client accounts
Services offered by CALTON & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CALTON & ASSOCIATES, INC. →
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Frequently Asked Questions

What services does Scott Henry Sherwood offer?
Scott Henry Sherwood specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TAMPA, Florida for a consultation.
What are Scott Henry Sherwood's credentials?
Scott Henry Sherwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Henry Sherwood located?
Scott Henry Sherwood is based in TAMPA, Florida, working with CALTON & ASSOCIATES, INC.. Their office serves clients in the TAMPA metropolitan area and surrounding communities.
How does Scott Henry Sherwood charge for services?
Scott Henry Sherwood's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALTON & ASSOCIATES, INC.?
CALTON & ASSOCIATES, INC. has approximately 515 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CALTON & ASSOCIATES, INC.

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TAMPA, FL
Joseph Richard Jr Haydel
TAMPA, FL
Rebekah Joy Powers
TAMPA, FL
Robert Blair Greblunas
TAMPA, FL
Christopher John Simmers
TAMPA, FL
George Gerald Jr Harrington
TAMPA, FL

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