Unclaimed Profile

Christopher John Simmers

CALTON & ASSOCIATES, INC.·TAMPA, Florida

SIE, Series 4, Series 24, Series 27, Series 52, Series 53, Series 66, Series 99TOClean record11 years registeredCALTON & ASSOCIATES, INC.

2701 N. ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 6333585Firm CRD# 20999

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher John Simmers · TAMPA, FL

Registration

CRD #6333585 · CALTON & ASSOCIATES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CALTON & ASSOCIATES, INC.

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Jun 2018 – Feb 2019

REDONDO BEACH, CA

CALTON & ASSOCIATES, INC.

Oct 2014 – Feb 2017

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 24

Series 27

Series 52

Series 53

Series 66

Series 99TO

Registration record

First registered · October 8, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CALTON & ASSOCIATES, INC.

CRD 20999 · SEC 801-70036

AUM

$1.2B

Regulatory assets under management

Employees

515

7,559 client accounts

Services offered by CALTON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CALTON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Christopher John Simmers offer?

Christopher John Simmers specializes in Financial Planning, Investment Management, Wealth Management.

What are Christopher John Simmers's credentials?

Christopher John Simmers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher John Simmers located?

Christopher John Simmers is based in TAMPA, Florida, last registered with CALTON & ASSOCIATES, INC..

How does Christopher John Simmers charge for services?

Christopher John Simmers's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CALTON & ASSOCIATES, INC.?

CALTON & ASSOCIATES, INC. has approximately 515 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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