Unclaimed Profile

Nils Alexander Ericson

CALTON & ASSOCIATES, INC.·TAMPA, Florida

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TOClean record4 years registeredCALTON & ASSOCIATES, INC.

2701 N. ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 1022814Firm CRD# 20999

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nils Alexander Ericson · TAMPA, FL

Registration

CRD #1022814 · CALTON & ASSOCIATES, INC. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CALTON & ASSOCIATES, INC.

LPL FINANCIAL LLC

Apr 2022 – Jun 2025

MISSOULA, MT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · April 1, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CALTON & ASSOCIATES, INC.

CRD 20999 · SEC 801-70036

AUM

$1.2B

Regulatory assets under management

Employees

515

7,559 client accounts

Services offered by CALTON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CALTON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Nils Alexander Ericson offer?

Nils Alexander Ericson specializes in Financial Planning, Investment Management, Wealth Management.

What are Nils Alexander Ericson's credentials?

Nils Alexander Ericson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nils Alexander Ericson located?

Nils Alexander Ericson is based in TAMPA, Florida, last registered with CALTON & ASSOCIATES, INC..

How does Nils Alexander Ericson charge for services?

Nils Alexander Ericson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CALTON & ASSOCIATES, INC.?

CALTON & ASSOCIATES, INC. has approximately 515 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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