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John Stephen Simmers

CALTON & ASSOCIATES, INC.·TAMPA, Florida
SIE, Series 4, Series 7TO, Series 24, Series 27, Series 53, Series 63, Series 65, Series 99TOClean recordCALTON & ASSOCIATES, INC.
2701 N. ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 711578Firm CRD# 20999

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Stephen Simmers · TAMPA, FL
Registration
CRD #711578 · CALTON & ASSOCIATES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7TO
Series 24
Series 27
Series 53
Series 63
Series 65
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036
AUM
$1.2B
Regulatory assets under management
Employees
515
7,559 client accounts
Services offered by CALTON & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CALTON & ASSOCIATES, INC. →
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Frequently Asked Questions

What services does John Stephen Simmers offer?
John Stephen Simmers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TAMPA, Florida for a consultation.
What are John Stephen Simmers's credentials?
John Stephen Simmers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Stephen Simmers located?
John Stephen Simmers is based in TAMPA, Florida, working with CALTON & ASSOCIATES, INC.. Their office serves clients in the TAMPA metropolitan area and surrounding communities.
How does John Stephen Simmers charge for services?
John Stephen Simmers's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALTON & ASSOCIATES, INC.?
CALTON & ASSOCIATES, INC. has approximately 515 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CALTON & ASSOCIATES, INC.

Nils Alexander Ericson
TAMPA, FL
Joseph Richard Jr Haydel
TAMPA, FL
Rebekah Joy Powers
TAMPA, FL
Robert Blair Greblunas
TAMPA, FL
Christopher John Simmers
TAMPA, FL
George Gerald Jr Harrington
TAMPA, FL

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