Unclaimed Profile

Thomas Alan James

CARILLON TOWER ADVISERS, INC.·ST PETERSBURG, Florida

SIE, Series 1, Series 7TO, Series 24, Series 53, Series 63, Series 65, Series 79TOClean record43 years registeredCARILLON TOWER ADVISERS, INC.

780 CARILLON PARKWAY, ST PETERSBURG, FL 33716CRD# 257119Firm CRD# 174904

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Alan James · ST PETERSBURG, FL

Registration

CRD #257119 · CARILLON TOWER ADVISERS, INC. · 43 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARILLON TOWER ADVISERS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Jul 1983 – Oct 2025

ST. PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 53

Series 63

Series 65

Series 79TO

Registration record

First registered · July 11, 1983

Years registered · 43

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARILLON TOWER ADVISERS, INC.

CRD 174904 · SEC 801-100356

AUM

$16.4B

Regulatory assets under management

Employees

173

5 client accounts

Services offered by CARILLON TOWER ADVISERS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at CARILLON TOWER ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas Alan James offer?

Thomas Alan James specializes in Investment Management, Retirement Planning.

What are Thomas Alan James's credentials?

Thomas Alan James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Alan James located?

Thomas Alan James is based in ST PETERSBURG, Florida, last registered with CARILLON TOWER ADVISERS, INC..

How does Thomas Alan James charge for services?

Thomas Alan James's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARILLON TOWER ADVISERS, INC.?

CARILLON TOWER ADVISERS, INC. has approximately 173 employees and manages $16.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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