Unclaimed Profile

Richard John Rossi

CARILLON TOWER ADVISERS, INC.·ST PETERSBURG, Florida

SIE, Series 7, Series 26, Series 63, Series 65Clean record25 years registeredCARILLON TOWER ADVISERS, INC.

880 CARILLON PARKWAY, ST PETERSBURG, FL 33716CRD# 1291357Firm CRD# 174904

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard John Rossi · ST PETERSBURG, FL

Registration

CRD #1291357 · CARILLON TOWER ADVISERS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARILLON TOWER ADVISERS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2012 – Dec 2016

ST. PETERSBURG, FL

EAGLE ASSET MANAGEMENT INC

Dec 2000 – Dec 2016

ST. PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · December 5, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARILLON TOWER ADVISERS, INC.

CRD 174904 · SEC 801-100356

AUM

$16.4B

Regulatory assets under management

Employees

173

5 client accounts

Services offered by CARILLON TOWER ADVISERS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at CARILLON TOWER ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard John Rossi offer?

Richard John Rossi specializes in Investment Management, Retirement Planning.

What are Richard John Rossi's credentials?

Richard John Rossi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard John Rossi located?

Richard John Rossi is based in ST PETERSBURG, Florida, last registered with CARILLON TOWER ADVISERS, INC..

How does Richard John Rossi charge for services?

Richard John Rossi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARILLON TOWER ADVISERS, INC.?

CARILLON TOWER ADVISERS, INC. has approximately 173 employees and manages $16.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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