Unclaimed Profile

Scott Toshio Nishimura

TRANSAMERICA FINANCIAL ADVISORS, INC.·ST PETERSBURG, Florida

SIE, Series 7, Series 8, Series 24, Series 63Clean record29 years registeredTRANSAMERICA FINANCIAL ADVISORS, INC.

570 CARILLON PARKWAY, ST PETERSBURG, FL 33716-1202CRD# 1890987Firm CRD# 16164

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Toshio Nishimura · ST PETERSBURG, FL

Registration

CRD #1890987 · TRANSAMERICA FINANCIAL ADVISORS, INC. · 29 years registered

Brand Profile

Not yet started

Career History

CONTINUUM ADVISORY, LLC

Feb 2022 – present

TRANSAMERICA FINANCIAL ADVISORS, INC.

Oct 2015 – Jan 2022

JOHNS CREEK, GA

CETERA ADVISOR NETWORKS LLC

Nov 2013 – Aug 2015

EL SEGUNDO, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Sep 2009 – Jul 2013

LOS ANGELES, CA

TRANSAMERICA FINANCIAL ADVISORS, INC.

Jul 2007 – Sep 2009

LOS ANGELES, CA

CHARLES SCHWAB & CO., INC.

Jul 1997 – Sep 2006

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD 16164 · SEC 801-38618

AUM

$1.6B

Regulatory assets under management

Employees

1,127

45,001 client accounts

Services offered by TRANSAMERICA FINANCIAL ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TRANSAMERICA FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Toshio Nishimura offer?

Scott Toshio Nishimura specializes in Investment Management, Fee-Only Advisory. Contact their office in ST PETERSBURG, Florida for a consultation.

What are Scott Toshio Nishimura's credentials?

Scott Toshio Nishimura is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Toshio Nishimura located?

Scott Toshio Nishimura is based in ST PETERSBURG, Florida, working with TRANSAMERICA FINANCIAL ADVISORS, INC.. Their office serves clients in the ST PETERSBURG metropolitan area and surrounding communities.

How does Scott Toshio Nishimura charge for services?

Scott Toshio Nishimura's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSAMERICA FINANCIAL ADVISORS, INC.?

TRANSAMERICA FINANCIAL ADVISORS, INC. has approximately 1127 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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