Unclaimed Profile

Joshua D Powell

NOVAK & POWELL FINANCIAL SERVICES, INC.·ST. PETERSBURG, Florida

Series 7, Series 65, Series 66Clean record25 years registeredNOVAK & POWELL FINANCIAL SERVICES, INC.

146 SECOND ST N, ST. PETERSBURG, FL 33701CRD# 4225150Firm CRD# 112970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua D Powell · ST. PETERSBURG, FL

Registration

CRD #4225150 · NOVAK & POWELL FINANCIAL SERVICES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

NOVAK & POWELL FINANCIAL SERVICES, INC.

May 2011 – present

ALPINE ASSET MANAGEMENT, LLC

Apr 2008 – Mar 2014

BOULDER, CO

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Aug 2000 – Jul 2002

ST PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · August 24, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD 112970 · SEC 801-108964

AUM

$306M

Regulatory assets under management

Employees

1,043 client accounts

Services offered by NOVAK & POWELL FINANCIAL SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NOVAK & POWELL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Joshua D Powell offer?

Joshua D Powell specializes in Investment Management, Fee-Only Advisory. Contact their office in ST. PETERSBURG, Florida for a consultation.

What are Joshua D Powell's credentials?

Joshua D Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua D Powell located?

Joshua D Powell is based in ST. PETERSBURG, Florida, working with NOVAK & POWELL FINANCIAL SERVICES, INC.. Their office serves clients in the ST. PETERSBURG metropolitan area and surrounding communities.

How does Joshua D Powell charge for services?

Joshua D Powell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAK & POWELL FINANCIAL SERVICES, INC.?

NOVAK & POWELL FINANCIAL SERVICES, INC. has approximately 8 employees and manages $306M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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