Unclaimed Profile

David William Novak

NOVAK & POWELL FINANCIAL SERVICES, INC.·ST. PETERSBURG, Florida

Series 7, Series 9, Series 10, Series 31, Series 63, Series 6517 years registeredNOVAK & POWELL FINANCIAL SERVICES, INC.

146 SECOND ST N, ST. PETERSBURG, FL 33701CRD# 2811131Firm CRD# 112970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David William Novak · ST. PETERSBURG, FL

Registration

CRD #2811131 · NOVAK & POWELL FINANCIAL SERVICES, INC. · 17 years registered

Brand Profile

Not yet started

Career History

NOVAK & POWELL FINANCIAL SERVICES, INC.

Sep 2013 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2009 – Aug 2013

CLEARWATER, FL

RAYMOND JAMES FINANCIAL SERVICES

Feb 2009 – Oct 2009

CLEARWATER, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · February 17, 2009

Years registered · 17

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD 112970 · SEC 801-108964

AUM

$306M

Regulatory assets under management

Employees

1,043 client accounts

Services offered by NOVAK & POWELL FINANCIAL SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NOVAK & POWELL FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does David William Novak offer?

David William Novak specializes in Investment Management, Fee-Only Advisory. Contact their office in ST. PETERSBURG, Florida for a consultation.

What are David William Novak's credentials?

David William Novak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David William Novak located?

David William Novak is based in ST. PETERSBURG, Florida, working with NOVAK & POWELL FINANCIAL SERVICES, INC.. Their office serves clients in the ST. PETERSBURG metropolitan area and surrounding communities.

How does David William Novak charge for services?

David William Novak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAK & POWELL FINANCIAL SERVICES, INC.?

NOVAK & POWELL FINANCIAL SERVICES, INC. has approximately 8 employees and manages $306M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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